COZEN O'CONNOR | The Confidence to Proceed

Securities Offerings & Regulation

Richard J. Busis
Contact
(215) 665-2756
Ralph V. De Martino
Contact
(202) 912-4825

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Client Matters

Successfully represented investment bankers in a $115 million initial public offering of stock for the Shanghai Century Acquisition Corp. in the People's Republic of China.

Assisted the shareholders of a closely-held 128-year-old steel company team to transfer the company to a private equity group for more than $500 million.

Completed a $100 million stock purchase agreement for our clients, the controlling shareholders of Lehigh Press, Inc., a textbook cover manufacturer, when Von Hoffman Corporation, a national printing company, purchased all of the Lehigh Press stock.

Handled the acquisition of all of the stock of Carolina Door Controls, Inc., the largest distributor of automatic doors in the United States, for our client, Dorma GmbH, a multinational corporation headquartered in Germany.

Handled the SEC registration, negotiation and sale of $85.5 million of bonds for our client, South Jersey Gas Company.

Successfully handled a PIPE transaction for our public company client, Workstream, who sold in the private placement of $14.9 million of its common stock to four institutional investors. Following the closing, we prepared a Form S-3 registration statement with respect to the resale of approximately 16 million shares of common stock held by selling shareholders, including PIPE investors.