The New Enforcement Landscape for Financial Institutions [The Review of Banking & Financial]

Linda Regis-Hallinan, a member of Cozen O'Connor's White Collar Defense & Investigations Practice Group, co-authored the article titled, "The New Enforcement Landscape for Financial Institutions" in The Review of Banking & Financial Services. The article discusses how financial institutions, particularly non-U.S. financial institutions, are now facing investigations and actions from a number of federal and state prosecutors and regulators that have not traditionally exercised oversight over them, including the New York District Attorney’s Office (DANY) and the New York State Department of Financial Services (NYDFS). In addition, regulators that have always exercised authority over financial institutions are now using old tools in new ways to pursue possible enforcement actions

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