Consumer Protection and the States



Date & Time

Start Date: 02/04/2021
Start Time: 1:45 pm
End Time: 2:10 pm


COMPLY is an annual forum that brings together leaders in the compliance, risk, and regtech ecosystem to collaborate, connect, and focus on what’s ahead. For the first time in 2021, COMPLY is being held as a series of virtual summits on February 4, March 25, and May 20. At the first event on February 4, State AG Group’s Milton Marquis moderated a session on consumer protection, state AGs, and regulators with panelists Katherine Lemire, executive deputy superintendent at the New York State Department of Financial Services, and Nicholas Smyth, senior deputy attorney general and assistant director for consumer financial protection, Pennsylvania Office of Attorney General.


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Milton A. Marquis


(202) 471-3417

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