Listed Issuer Financing Exemption Information Session


The University of British Columbia
Robson Square Theatre
800 Robson Street
Vancouver, BC V6Z 3B7

Date & Time

Start Date: 11/08/2022


Join Cozen O’Connor’s Canadian Capital Markets & Securities Practice for an information session presented in partnership with the British Columbia Securities Commission, Canadian Securities Exchange, NEO Stock Exchange, Toronto Stock Exchange, and TSX Venture Exchange. Panelists will discuss the new prospectus exemption announced by the Canadian Securities Administrators and its expected impact.



Registration: 2:30 – 3:00 p.m. 
Panel Presentations: 3:00 – 5:00 p.m.
Reception with Light Fare and Cocktails: 5:00 – 7:00 p.m.


Panel topics include:
  • An Overview of the Exemption – Cozen O’Connor
  • Regulatory Expectations – British Columbia Securities Commission
  • Exchange-Specific Considerations – Toronto Stock Exchange, TSX Venture Exchange, Canadian Securities Exchange, NEO Stock Exchange
  • Q&A Session – moderated by Cozen O’Connor 


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Brian Fast

Vice Chair, Canadian Capital Markets and Securities

(236) 317-5572

Rory Godinho

Co-Chair, Canadian Capital Markets & Securities

(236) 317-5573

Kevin Roggow


(212) 908-1294

Lucy Schilling


(236) 317-5570

Kathy Tang


(236) 317-5571

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