SEC Compliance and Enforcement Answer Book, Practising Law Institute (2025 ed.) 

Joseph Dever, chair of the firm’s Securities Litigation and SEC Enforcement Group, co-authored the “SEC Market Manipulation Investigations” chapter in the 2025 edition of the SEC Compliance and Enforcement Answer Book, published by the Practising Law Institute. Alexander Cohen assisted Joe in writing the chapter. 

The Answer Book is a practical handbook for SEC enforcement and regulatory compliance. The book covers each step in the enforcement process, from the early stages of an investigation through document production and investigative testimony to the Wells process, settlement negotiations, and litigation. In addition, it reviews substantive areas like insider trading, the FCPA, accounting fraud, regulated entities, and cryptocurrencies. 

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Authors

Joseph Dever

Chair, Securities Litigation & SEC Enforcement

jdever@cozen.com

(212) 453-3916

Alexander I. Cohen

Member

aicohen@cozen.com

(212) 453-3778

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