SEC Regulatory Update: Final Municipal Advisor Rule: Considerations Related to Activities of Underwriters and Exemptions 

Cozen O'Connor Podcast

May 9, 2014

This podcast will address the U.S. Securities and Exchange Commission’s final municipal advisor rule issued in fall of 2013 with a particular focus upon their impact with respect to underwriters and the ability of underwriters to provide information and ideas for financings to issuers and obligated persons. This podcast is intended for issuers, borrowers and other market professionals.

To watch an introduction to the podcast, click the video player below.

To listen to the presentation audio only, click here for a .mp3 file.


Mark H. Vacha


(215) 665-6975

Related Practices

To discuss any questions you may have regarding the issues discussed in this podcast, or how they may apply to your particular circumstances, please contact Mark H. Vacha at (215) 665-6975.