SEC Proposed Exemption Provides Regulatory Clarity For Unregistered Finders

Joe Dever, Seth Popick, and Lindsey Stillwell contributed an article to Temple's Business Law Magazine discussing the SEC's decision to provide much-needed clarity to the regulatory status of so-called "finders" who assist small businesses in raising capital.

To read the full article, click here.

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Joseph Dever

Chair, Securities Litigation & SEC Enforcement

(212) 453-3916

Seth Popick


(412) 620-6527

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