SEC Proposed Exemption Provides Regulatory Clarity For Unregistered Finders

Joe Dever, Seth Popick, and Lindsey Stillwell contributed an article to Temple's Business Law Magazine discussing the SEC's decision to provide much-needed clarity to the regulatory status of so-called "finders" who assist small businesses in raising capital.

To read the full article, click here.


Share Page On LinkedIn

Related Attorneys

Joseph Dever

Member

jdever@cozen.com

(212) 453-3916

Seth Popick

Member

spopick@cozen.com

(412) 620-6527

Lindsey Stillwell

Associate

lstillwell@cozen.com

(215) 665-2138


Related Practices