Paul D. Hallgren

Associate

Minneapolis

(612) 260-9019

(612) 260-9080

Recent Publication:

Insiders and Companies: Reforms to SEC Rule 10b5-1 Trading Plans May Be On the Horizon [The Legal Intelligencer]

Kathy Jaffari, Naz Jalali, and Paul Hallgren co-authored an article on recommendations made by the Investor Advisory Committee (IAC) of the U.S. Securities and Exchange Commission (SEC) regarding changes to the rules with respect to Rule 10b5-1 trading plans in The Legal Intelligencer.

Paul advises companies in the areas of securities, corporate governance, mergers and acquisitions, and general corporate matters. He has substantial experience with SEC disclosure and reporting, capital-raising transactions, including both private and public offerings, and fund formation, and works with mature and early stage companies.

In addition, Paul maintains an active pro bono practice focused on advising low-income owners of small businesses and assisting with naturalization applications.

 

Experience

Publications

Insiders and Companies: Reforms to SEC Rule 10b5-1 Trading Plans May Be On the Horizon [The Legal Intelligencer]

November 01, 2021

Kathy Jaffari, Naz Jalali, and Paul Hallgren co-authored an article on recommendations made by the Investor Advisory Committee (IAC) of the U.S. Securities and Exchange Commission (SEC) regarding changes to the rules with respect to Rule 10b5-1 trading plans in The Legal Intelligencer.

Roundup of Boardroom Diversity Legislation

May 03, 2021

Katayun Jaffari and Paul Hallgren co-authored an article discussing the current state and what is hoped to be the future accelerated effort of diversifying the boardroom in Today’s General Counsel.

The SEC 'Modernizes' Certain Disclosure Rules

November 02, 2020

Katayun Jaffari and Paul Hallgren co-authored an article published in The Legal Intelligencer examining amendments the Securities and Exchange Commission has made to certain disclosure rules for public companies in an effort to modernize information presented to investors.

Education

  • University of Minnesota Law School, J.D., cum laude, 2018
  • Augsburg College, B.A., summa cum laude, 2013
  • Minnesota

Extern for the Hon. Richard H. Kyle, U.S. District Court for the District of Minnesota, 2016