Corporate

Cozen O’Connor’s corporate attorneys provide sophisticated counsel to a diverse array of public and private companies and entrepreneurs. Whether forming a new entity, raising capital, entering a business relationship, or structuring a transformational deal, our attorneys help clients achieve their goals.

CORPORATE PRACTICES

Capital Markets & Securities 

Cozen O’Connor works with companies, underwriters, and investors to execute complex equity and debt securities transactions and satisfy the regulatory requirements for participation in the capital markets.

Corporate Governance

We advise major corporations and other types of entities, directors, managers and officers, and in-house legal departments on a full range of corporate governance issues, from fiduciary duties and structure to executive compensation and stockholder activism.

Commercial Finance

Cozen O’Connor works with both lenders and borrowers to structure sophisticated debt financings, including through the use of senior or mezzanine/subordinated, secured/unsecured, equipment leasing, factoring, and other credit facilities.

Emerging Business & Venture Capital

The firm represents venture-backed enterprises and individual and institutional investors through every stage of a company’s lifecycle and advises on strategic financings, operations, and growth.

Mergers & Acquisitions

Cozen O’Connor leads complex M&A transactions on behalf of strategic and financial buyers and sellers, including public and private companies, multinationals, SPACs, and family offices, with keen awareness of market trends, evolving deal structures, and industry-specific norms.

Private Equity

We represent both private equity funds/sponsors and portfolio companies and thus have insight into each party’s interests and priorities and regularly advise on fund formation, structure, and operations.

Public & Project Finance

Our attorneys serve as bond, underwriters’, and borrower’s counsel in negotiations to finance or refinance capital projects through tax-exempt and taxable bonds, debt restructuring, off-balance sheet financings, securitizations, derivatives, and other strategies.

Technology, Privacy & Data Security

We handle technology and privacy issues for diverse businesses, from startups to Fortune 100 giants, including negotiating technology-related transactions and compliance with ever-changing privacy and data-security regulations.

RELATED PRACTICES AND INDUSTRIES

Cannabis

Our nationally recognized Cannabis attorneys deftly navigate the complex legal challenges faced by this fast-growing industry, from winning precedent-setting litigation to closing key corporate transactions.

Insurance – Corporate & Regulatory

A longtime national leader in insurance law, Cozen O’Connor provides sophisticated regulatory, governance, transactional, and business formation advice to all segments of the insurance industry.

International/Cross-border

We advise domestic, foreign, and multinational companies in cross-border corporate transactions as well as commercial litigation and international arbitration.

Tax

Almost all corporate transactions have tax ramifications. The firm’s tax lawyers work closely with its corporate lawyers to develop insightful and compliant tax strategies that advance a client’s business goals while minimizing liability.

WHY COZEN O'CONNOR

  • Cozen O’Connor has long been known as an entrepreneurial firm, one that attracts lawyers with a competitive zeal and willingness to break new ground. This is useful because the path from point A to point B is rarely a straight line. When faced with challenges or obstacles, our attorneys don’t get mired in the details of why a particular approach is unworkable, they simply find another way.
  • Cozen O’Connor’s Corporate Practice includes leading practitioners in their fields — members of invitation-only professional organizations, leaders in state and local bar association sections, and Chambers and Partners USA-ranked counsel. The practice includes attorneys with experience as executives and board members of corporate and nonprofit organizations and as general and in-house counsel to major companies.
  • Cozen O’Connor’s Corporate Practice serves a broad range of companies, from family-owned to Fortune 100. We have a particularly impressive track record serving so-called “middle-market” firms, businesses that gross between $50 million and $1 billion in annual revenue. The middle market is growing faster, producing more jobs, and attracting more capital than any other segment of the U.S. economy. Middle-market companies require top corporate lawyers who understand their potential, are attuned to their specific needs and challenges, and are willing to make a long-term commitment to their growth.
  • A truly outstanding corporate attorney is both a trusted business adviser and an effective dealmaker. As advisers, we seek to understand each client’s operations, market position, and long-term goals; counsel our clients as to the legal ramifications of their business opportunities and strategies; and establish direct and candid communication. We don’t tell clients what they want to hear — we tell them what they need to know. As dealmakers, we understand that negotiations are not about winning; they are about reaching a mutually beneficial agreement as efficiently as possible. We approach deal counterparts with respect and make sure that even the toughest negotiations remain productive and collegial.

Experience

Publications

IP Maintenance Payments for Russian Rights

May 12, 2022

This May, OFAC issued a new General License authorizing certain transactions related to patents, trademarks, and copyrights otherwise prohibited by sanctions.

SEC Proposes New Rules for Cybersecurity Incident Reporting [Alert]

March 28, 2022

In March, the SEC proposed new rules pertaining to reporting material cybersecurity incidents and their cybersecurity risk management and governance.

SEC Proposes Extensive New Regulations for Private Fund Advisers [Alert]

March 21, 2022

Ingrid Welch and Greg Patton discuss the SEC's proposed new and amended rules under the Investment Advisers Act of 1940 that would impose specific disclosure requirements, increase reporting requirements, and prohibit certain activities and practices, primarily impacting private fund advisers.

Inside Scoop: D&O Insurance - Tips and Trends

August 03, 2021

Kathy Jaffari is joined by Sarah Downey, Managing Director, Financial Services Claims Leader and Blockchain Advisory Leader at Lockton Companies, for a timely conversation regarding D&O insurance.

Inside Scoop: Shareholder Engagement - It’s About Communication

June 08, 2021

Adrienne Monley, Head of Investment Stewardship for the Americas region at The Vanguard Group, joins Inside Scoop to discuss the importance of shareholder engagement and the best methods for companies to navigate this critical topic.

Inside Scoop: Sustainability & ESG - Tips to Governance & Disclosure

May 05, 2021

Kathy Jaffari is joined by Anisa Kamadoli Costa, chief sustainability officer at Tiffany & Co. and chairman and president of the Tiffany & Co. Foundation, to discuss the increasing importance of sustainability and ESG (environmental, social, and governance) within a corporation.

Roundup of Boardroom Diversity Legislation

May 03, 2021

Katayun Jaffari and Paul Hallgren co-authored an article discussing the current state and what is hoped to be the future accelerated effort of diversifying the boardroom in Today’s General Counsel.

The SEC Continues Its Trajectory on ESG Disclosures

April 29, 2021

Mehrnaz Jalali discusses the SEC's continued trajectory on ESG disclosures despite recent criticism for its failure to compel ESG specific disclosures.

Gensler's SEC Can Bring Regulatory Clarity to Digital Assets

April 14, 2021

Chris Bellini and Kara Kapp discuss potential changes to be made to the digital assets industry as a result of Gensler’s recent appointment as chairman of the Securities and Exchange Commission in ThinkAdvisor.

Paycheck Protection Program Extended

March 26, 2021

The Paycheck Protection Program is scheduled to expire March 31, 2021. However, the program still has a large amount of unspent money, and there is still considerable support for the program in Congress.

SEC Continues to Signal its Commitment to ESG Disclosures and Reporting [Alert]

March 24, 2021

Mehrnaz Jalali and Kathy Jaffari discuss the SEC's signals over the past six weeks to public companies and investors about its commitment to disclosures and reporting of environmental, social, and governance (ESG) issues.

“Made in USA” Labeling Could be Costly for Businesses [Alert]

March 18, 2021

Joel Nesset and Tom Wallrich discuss the consent order issued by the FTC in Chemence, Inc.

Inside Scoop: Virtual Annual Meetings - Tips to Help Ensure Success

March 08, 2021

Kathy Jaffari is joined by Cathy Conlon, Vice President and Head of Corporate Issuer Product and Strategy at Broadridge Financial Solutions, Inc., on the Inside Scoop for a conversation on the virtual annual meeting landscape.

SEC Suspends Trading in 15 Public Companies for Suspicious Social Media & Trading Activity [Alert]

March 04, 2021

Joe Dever and Luke La Rocca discuss the SEC's February 26, 2021 order that suspended the trading of securities in 15 OTC public companies due to questionable trading activity and social media promotions that the SEC suspects to have been part of a coordinated attempt to artificially inflate stock prices.

SEC Releases Sample Comment Letter for Issuers Conducting Offerings During Periods of Volatility [Alert]

February 23, 2021

Chris Bellini discusses the sample letter published by the SEC that identifies a number of sample comments the SEC may provide to issuers conducting securities offerings amid market and price volatility.

Inside Scoop: Boardroom Diversity - Tips on How to Get There

February 02, 2021

Kathy Jaffari is joined by Tanuja Dehne, president & CEO of The Geraldine R. Dodge Foundation, for a conversation that provides a perspective on diversity and inclusion in the boardroom.

Transparency in Corporate Political Spending and SEC Rule 14a-8

January 26, 2021

Germain DeMartinis and Kathy Jaffari authored an article in The Legal Intelligencer on the increased focus on political contributions made by companies and the need for these businesses to have increased transparency in order to manage reputational risk.

New PPP Forgiveness Guidance And Forms [Alert]

January 22, 2021

Steve Dickinson, Bob Magovern, and James Van Orden discuss the SBA's interim final rule governing forgiveness of PPP loans and the new versions of the three forgiveness application forms, including a streamlined form for loans up to $150,000.

How Rebooted Paycheck Protection Program Works: Part 2

January 22, 2021

Steve Dickinson, Robert Magovern, and James Van Orden discuss key provisions to the Consolidated Appropriations Act, which revived the original Paycheck Protection Program (PPP), with some modifications, in part two of a two-part article in Law360.

How Rebooted Paycheck Protection Program Works: Part 1

January 21, 2021

Steve Dickinson, Robert Magovern, and James Van Orden discuss the omnibus budget act that reinstituted the Paycheck Protection Program (PPP) in part one of a two part article in Law360.

Restarting the Paycheck Protection Program [Alert]

January 08, 2021

Steve Dickinson, James Van Orden, and Bob Magovern discuss the Paycheck Protection Program startup and highlights key provisions of the two new implementing rules.

The “New and Improved” Paycheck Protection Program [Alert]

December 28, 2020

James Van Orden, Robert Magovern, and Steven Dickinson outline the changes made to the PPP in the omnibus budget signed by President Trump this weekend.

Nasdaq Proposes New Rules Regarding Board Diversity for Listed Companies

December 03, 2020

On December 1, 2020, The Nasdaq Stock Market filed a proposal with the U.S. Securities and Exchange Commission (SEC) to adopt new listing rules that relate to diversity of board composition, proposed Rule 5605(f), and disclosure of statistical information on board composition, proposed Rule 5606.

New “Necessity” Forms Create Headaches and Risks for PPP Borrowers [Alert]

December 03, 2020

Steve Dickinson discusses Forms 3509 and 3510 and how the SBA announcements will use them to review all PPP loans of $2 million or more with regard to necessity.

SEC Adopts Amendments to MD&A and other Financial Disclosures [Alert]

November 24, 2020

Kathy Jaffari and Richard Busis discuss the SEC's amendments to Regulation S-K in an effort to modernize, simplify, and enhance certain financial disclosures.

SEC Votes to Harmonize and Improve “Patchwork” Exempt Offering Framework [Alert]

November 05, 2020

Anne Madonia and Richard Busis discuss a series of amendments aimed at making the capital-raising process more “effective and efficient” by addressing “gaps and complexities” in the exempt offering framework that have created problems for issuers seeking to gain access to capital and investors looking to participate in investment opportunities.

The SEC 'Modernizes' Certain Disclosure Rules

November 02, 2020

Katayun Jaffari and Paul Hallgren co-authored an article published in The Legal Intelligencer examining amendments the Securities and Exchange Commission has made to certain disclosure rules for public companies in an effort to modernize information presented to investors.

SEC Proposed Exemption Offers Regulatory Clarity For Unregistered Finders [Alert]

October 13, 2020

Seth Popick, Lindsey Stillwell, and Joe Dever discuss the SEC's proposed exemption to allow unregistered natural persons, referred to as finders, to engage in certain limited activities to assist issuers in raising capital from accredited investors.

SEC Adopts Amendments to Modernize Shareholder Proposal Rules [Alert]

September 28, 2020

Chris Bellini discusses the SEC's amendments to modernize Rule 14a-8, which governs the process for shareholder proposals to be included in a company’s proxy statement.

CFIUS Finalizes New Mandatory Filing Rule for Critical Technologies [Alert]

September 18, 2020

Bob Magovern and Katie Sobotta discuss the U.S. Department of the Treasury's final rule that alters and expands the scope of foreign investments involving critical technologies that are subject to mandatory review by CFIUS.

Executive Compensation Considerations Amid the COVID-19 Pandemic

September 09, 2020

Katayun Jaffari, Diane Thompson, and Anne Greene co-authored an article published in The Legal Intelligencer that examines the considerations companies must bear in mind when addressing executive compensation amid the COVID-19 pandemic.

SEC Adopts Amendments to Regulation S-K Items 101, 103, and 105 [Alert]

September 02, 2020

Kathy Jaffari and Germain DeMartinis discuss the SEC's adoption of amendments modernizing the description of business (Item 101), legal proceedings (Item 103), and risk factors (Item 105) disclosures that registrants are required to make pursuant to Regulation S-K.

SEC Expands the Definition of Accredited Investor [Alert]

August 28, 2020

Anne Madonia, Germain DeMartinis, and Richard Busis discuss recent updates to the definition of accredited investor made by the SEC to allow individuals to invest in unregistered private securities offerings based on certain professional certifications or designations or other credentials, rather than based on their wealth or income, as well as to expand the list of entities that will qualify as accredited investors.

The Contractual Obligation to Perform During a Global Pandemic

August 18, 2020

Kenneth Levine, co-chair of Cozen O’Connor’s Insurance Corporate & Regulatory Practice, authored an article on the contractual obligation to perform during a global pandemic.

ESG Disclosures: What Is the Current State of Play? [The Legal Intelligencer]

August 03, 2020

Kathy Jaffari and Lindsey Stillwell co-authored an article on companies that are taking various approaches to disclosing the environmental, social, and governance criteria that investors are increasingly using as a metric to evaluate investment opportunities.

SBA to Begin Accepting PPP Forgiveness Applications on August 10 [Alert]

July 27, 2020

Steve Dickinson, James Van Orden, and Bob Magovern discuss the SBA's procedural notice to lenders participating in the PPP concerning PPP loan forgiveness.

SEC Issues Final Rules Regarding Proxy Solicitations [Alert]

July 24, 2020

Kathy Jaffari, Richard Busis, and Greg Patton discuss the SEC's amendments to increase transparency and accountability between Main Street investors, investment advisers, and organizations that provide proxy voting advice.

Paycheck Protection Program Updates [Alert]

July 07, 2020

Steve Dickinson, James Van Orden, and Bob Magovern discuss updates to the Paycheck Protection Program.

SEC Releases Guidance Regarding COVID-19 Disclosure Considerations [Alert]

June 25, 2020

Kathy Jaffari, Edgar Rapoport, and Chris Bellini discuss the SEC's June 23, 2020, guidance on disclosure considerations regarding operations, liquidity, and capital resources in light of the COVID-19 pandemic.

New PPP Forgiveness Application Forms [Alert]

June 18, 2020

Steve Dickinson, James Van Orden, and Bob Magovern discuss the new Form 3508EZ and Form 3508 for PPP loan forgiveness.

Additional Clarification of Paycheck Protection Program Changes [Alert]

June 09, 2020

Steve Dickinson, James Van Orden, and Bob Magovern discuss the joint statement by the Small Business Administration and Department of the Treasury concerning changes in SBA rules and forms that are necessary to implement the Flexibility Act.

Major Changes in the Paycheck Protection Program [Alert]

June 05, 2020

Steve Dickinson discusses the Flexibility Act of 2020 and the changes to the PPP.

SBA Additional Guidance on PPP Loan Forgiveness and Loan Reviews [Alert]

May 28, 2020

Steve Dickinson, Bob Magovern, and James Van Orden discuss the two new rules issued by the SBA that provide some additional insight into the Paycheck Protection Program (PPP) loan forgiveness.

SBA’S Long-Awaited PPP Loan Forgiveness Guidance [Alert]

May 19, 2020

James Van Orden, Bob Magovern, Marty Schrier, and Steve Dickinson discuss the SBA's guidance on forgiveness of Paycheck Protection Program (PPP) loans that allow small businesses and self-employed individuals to seek full forgiveness of their PPP loans that are being used to pay employee wages and other critical expenses during the COVID-19 pandemic.

Congressional Oversight Report on CARES Act Funding — Not Much to Oversee Here (Yet)

May 19, 2020

Jeff Vogel, Matt Howell, Evan Berquist, and Jason Kreps discuss the programs and facilities announced by the Fed and Treasury to disburse the $500 billion in funding for lending to businesses and to state and local governments in hopes of stabilizing the economy in the short-and long-term and questions related to the $75 billion allocated to the Main Street Lending Facilities.

Federal Reserve Provides Greater Access, and Clarity, to the Main Street Lending Program [Alert]

April 30, 2020

Jeff Vogel, Matt Howell, Evan Berquist, and Jason Kreps summarize the Federal Reserve's Expansion of the Main Street Lending Program.

Small Business Relief Programs Receive Additional Funding [Alert]

April 24, 2020

Steve Dickinson, Marty Schrier, James Van Orden, and Bob Magovern discuss the Paycheck Protection Program and Health Care Enhancement Act, which adds $310 billion in funding to the Paycheck Protection Program and an additional $60 billion to the Economic Injury Disaster Loan program.

SBA Asks: Did You Really Need Your PPP Loan? [Alert]

April 23, 2020

Steve Dickinson, James Van Orden and, Bob Magovern discuss the SBA's recent FAQ regarding public companies receiving PPP loans.

SBA Issues Additional Guidance On Affiliation Rules Under The Paycheck Protection Program [Alert]

April 14, 2020

Steve Dickinson, James Van Orden, and Bob Magovern discuss the SBA's updated FAQ's on the Paycheck Protection Program.

SBA Issues Frequently Asked Questions on Paycheck Protection Program [Alert]

April 08, 2020

Steve Dickinson, Marty Schrier, Bob Magovern, James Van Orden, and Jason Kreps summarize the SBA's FAQs about Paycheck Protection Program loans.

Treasury Issues Interim Regulations on Affiliation Rules Under Payroll Protection Program

April 04, 2020

Steve Dickinson, James Van Orden, and Bob Magovern discuss the latest affiliation rules under the PPP as they apply to faith-based organizations.

Treasury Issues Regulations Implementing The PPP Loan Application Process [Alert]

April 03, 2020

Steve Dickinson and James Van Orden outline the updated regulations implementing Paycheck Protection Program loans.

Small Business Administration’s COVID-19 Loan Programs

April 02, 2020

A quick guide for small businesses interested in the Economic Injury Disaster Loan program r the Paycheck Protection Program.

Paycheck Protection Program Begins April 3 [Alert]

April 01, 2020

Steve Dickinson, Jason Kreps, James Van Orden and Marty Schrier outline the implementation of the Paycheck Protection Program.

U.S. Companies with Foreign Affiliates Face Reporting Deadline in 2020 [Alert]

March 26, 2020

Barbara Muller reminds U.S. persons that control at least 10 percent or more of the ownership interests in a foreign business enterprise must file a mandatory benchmark survey called Form BE 10 by May 29, 2020.

SEC Proposes to Expand Private Offerings [Alert]

March 11, 2020

Chris Bellini discusses the SEC's proposal to streamline the current framework of rules and guidance governing exempt offerings and to broaden the availability of such offerings.

SEC Proposes to Update Accredited Investor Definition [Alert]

December 23, 2019

Chris Bellini discusses propose amendments to the definition of “accredited investor” in Rule 501(a) of Regulation D under the Securities Act of 1933.

U.S. Companies with Foreign Affiliates Face Reporting Deadline In 2020

November 13, 2019

Barbara Muller discussed the various requirements for any U.S. person who controls, directly or indirectly, at least 10 percent or more of the ownership interests in a foreign business enterprise.

SEC Final Regulation Best Interest Regarding Duties of Broker-Dealers [Alert]

July 09, 2019

Ingrid Welch and Greg Patton detail the changes broker-dealers will need to make under the new Regulation Best Interest, beginning June 30, 2020.

Delaware Supreme Court Reemphasizes Importance of Deal Price in Appraisal Litigation [Alert]

May 01, 2019

Chris Bellini discusses the Delaware Supreme Court's preference for deal price, assuming a reasonable process, in a strategic merger.

SEC Adopts Amendments for FAST Act Modernization and Simplification of Regulation S-K [Alert]

April 08, 2019

The changes adopted by the SEC will become effective on May 2, 2019, except for the requirement to tag all cover page data in Inline XBRL and the amendments to the rules governing redactions of confidential information in material contracts.

SEC Proposes Expansion of “Test-the-Waters” Communications to All Issuers

March 04, 2019

Chris Bellini discusses proposed Rule 163B and what it means to issuers.

SEC Adopts New Smaller Reporting Company and XBRL Rules [Securities Alert]

July 11, 2018

Chris Bellini discusses the SEC's final rules and rule proposals that broaden the definition of “smaller reporting company” and require the use of the Inline XBRL format in certain operating company and mutual fund filings.

SEC Proposes Disclosure Requirements and Name Restrictions for Broker-Dealers & Investment Advisers [Corporate/Securities Alert]

June 18, 2018

In a series of three proposed regulations with requests for comments, the Securities and Exchange Commission (SEC) seeks to enhance communications by broker-dealers and investment advisers to their customers and clients.

SEC Charges 13 Private Fund Advisers for Repeated Filing Failures [Securities Alert]

June 12, 2018

Christopher Bellini and Ingrid Welch discuss the SEC's focus on policing even the most technical of violations and warn advisers to private funds that they should timely file their Form PF and that the information contained in their Form PF is accurate and complete.

SEC Proposed Regulation Best Interest Regarding Duties Of Broker-Dealers [Securities Alert]

June 11, 2018

Ingrid Welch and Greg Patton discuss Release No. 34-83062 (Best Interest Release) proposed under the Securities and Exchange Act of 1934, as amended; the SEC's attempt to make clear that a broker-dealer may not put its own financial interests ahead of its retail customers when making recommendations.

SEC Proposes Clarification Regarding Fiduciary Duties Owed by Investment Advisers [Securities Alert]

May 08, 2018

Ingrid Welch and Greg Patton discuss three proposed regulations made by the SEC to enhance and clarify the standards of conduct and duties owed by brokers-dealers and investment advisers to their customers and clients.

SEC Issues Guidance on Initial Coin Offerings [Securities Alert]

July 28, 2017

The report stems from an SEC inquiry of a “virtual” organization known as “The DAO” and looked into whether The DAO and associated entities and individuals violated federal securities laws with unregistered offers and sales of DAO Tokens in exchange for ether.

SEC Expands Confidential Review Process for Draft Registration Statements [Securities Alert]

July 11, 2017

Christopher Bellini and Ellen Grady discuss an SEC announcement allowing issuers to submit draft registration statements on a nonpublic basis for an IPO, as well as for most securities offerings made within 12 months after the issuer first becomes a reporting company.

Events & Seminars

Past Events

EdTech Fireside Chat

May 25, 2021 - Webinar

Transferring a Business

January 13, 2021 - Webinar

Updates on U.S. Trade Remedies

December 14, 2020 -

12th Annual In-House Counsel Conference

July 28, 2020 - Philadelphia, PA

CARES Act Loan Programs and Tax Relief

April 16, 2020 - Webinar

Money & Mental Health Matters

November 13, 2019 - Philadelphia, PA

Opportunity Zones: The New Tomorrow

June 04, 2019 - Miami, FL

Business Issues in the Cannabis Industry

April 09, 2019 - Minneapolis, MN

Current Topics in Cannabis and CBD

March 26, 2019 - Santa Monica, CA

The Women, Diversity & Change Summit: Philadelphia

March 20, 2019 - Philadelphia, PA

FEI 7th Annual Capital Markets/M&A Update

March 06, 2019 - Minneapolis, MN

Health Law 2019

December 05, 2018 - Philadelphia, PA

Corporate Venture Capital and Strategic Investments

October 16, 2018 - Pittsburgh, PA

The Contract Law 50

August 15, 2018 -

ACC Greater Philadelphia - Corporate Counsel University

February 13, 2018 - Philadelphia, PA

Legal Guide to PA Medical Marijuana Act

October 18, 2017 - Philadelphia, PA

In The News

IP Maintenance Payments for Russian Rights

May 12, 2022

This May, OFAC issued a new General License authorizing certain transactions related to patents, trademarks, and copyrights otherwise prohibited by sanctions.

SEC Proposes New Rules for Cybersecurity Incident Reporting [Alert]

March 28, 2022

In March, the SEC proposed new rules pertaining to reporting material cybersecurity incidents and their cybersecurity risk management and governance.

SEC Proposes Extensive New Regulations for Private Fund Advisers [Alert]

March 21, 2022

Ingrid Welch and Greg Patton discuss the SEC's proposed new and amended rules under the Investment Advisers Act of 1940 that would impose specific disclosure requirements, increase reporting requirements, and prohibit certain activities and practices, primarily impacting private fund advisers.

Steelers, Kraft Heinz in Discussions About Extending Stadium Naming Rights

March 15, 2022

David Franklin discusses the 20-year naming rights agreement between the Steelers and Kraft Heinz in the Pittsburgh Post-Gazette.

Cozen O’Connor Continues International Expansion with Corporate Additions, Moves to New Vancouver Office Space

March 07, 2022

Rory Godinho, Kathy Tang, Lucy Schilling, Brian Fast, and Iain Mingo have joined Cozen O’Connor from a major national Canadian law firm.

Cozen O’Connor’s Katheryn Gettman Named To Twin Cities Business 2022 Notable Women in Law List

February 16, 2022

Cozen O’Connor corporate attorney Katheryn Gettman, a member in the firm’s Minneapolis office, has been named by Twin Cities Business Magazine to its 2022 Notable Women in Law list.

Can a Company Be Required to Have a Diverse Board of Directors?

January 12, 2022

Kathy Jaffari discusses the expectation for companies to have a diverse board of directors in SHRM.

Cozen O’Connor Serves as U.S. Counsel to the Owners of HEYDUDE® in Definitive Agreement on Its Sale to Crocs, Inc.

December 24, 2021

Cozen O’Connor acted as lead U.S. counsel to the owners of HEYDUDE®, a privately-owned casual footwear brand, in their definitive agreement to sell the companies comprising the HEYDUDE business to Crocs, Inc. (NASDAQ: CROX) for $2.5 billion. The consideration for the $2.5 billion acquisition will be $2.05 billion in cash and $450 million in Crocs shares.

Cozen O’Connor Recognized as a “Best Law Firm” in 29 Practice Areas Nationwide, 121 Practice Areas Regionally

November 04, 2021

U.S. News & World Report and Best Lawyers recognized Cozen O’Connor as a “Best Law Firm” in 29 practice areas nationwide and 121 practice areas regionally.

The Rock Report

September 27, 2021

Steve Dickinson discusses Cozen O’Connor, its recent growth, and how he assists international companies doing business in the United States and domestic companies in their international opportunities during the Rock Report segment of It’s Your Agri Business.

Cozen O’Connor Adds Distinguished Patent Counselor and Life Sciences Strategist Todd B. Buck, Ph.D. to the Washington, D.C. Intellectual Property and Business Law Practices

September 22, 2021

Buck brings an impressive resume with over two decades of experience in the life sciences intellectual property sector.

Cozen O’Connor’s Corporate Practice and Multiple Attorneys Recognized by IFLR 1000

September 16, 2021

Cozen O’Connor is pleased to announce that the firm’s Corporate Practice and multiple attorneys in the firm’s Corporate and Bankruptcy, Insolvency & Restructuring practices have been recognized by IFLR 1000.

More Than 205 Cozen O’Connor Attorneys Named Best Lawyers and Ones to Watch By The Best Lawyers In America

August 19, 2021

Best Lawyers selected 210 Cozen O’Connor lawyers from 23 of the firm’s nationwide offices for inclusion in the 2022 edition of The Best Lawyers in America.

Inside Scoop: D&O Insurance - Tips and Trends

August 03, 2021

Kathy Jaffari is joined by Sarah Downey, Managing Director, Financial Services Claims Leader and Blockchain Advisory Leader at Lockton Companies, for a timely conversation regarding D&O insurance.

Inside Scoop: Shareholder Engagement - It’s About Communication

June 08, 2021

Adrienne Monley, Head of Investment Stewardship for the Americas region at The Vanguard Group, joins Inside Scoop to discuss the importance of shareholder engagement and the best methods for companies to navigate this critical topic.

Larry Laubach Honored by The Legal Intelligencer for Most Effective Deal Maker

June 01, 2021

Larry Laubach, co-chair of the firm’s Corporate Practice Group, has been recognized by The Legal Intelligencer as a 2021 Professional Excellence Award winner in the Most Effective Dealmakers category.

82 Cozen O’Connor Lawyers, 19 Practices Earn Top Recognition in Chambers USA 2021 Guide

May 26, 2021

Chambers USA, the leading annual guide to the top lawyers and law firms in the United States, has ranked 82 Cozen O’Connor lawyers as leaders in their respective fields in the guide’s 2021 edition; of those, 15 lawyers have been recognized nationally.

Cozen O’Connor Continues National Corporate Practice Expansion by Hiring Jeff Saunders

May 17, 2021

Jeff will join as a shareholder in the Minneapolis office.

Inside Scoop: Sustainability & ESG - Tips to Governance & Disclosure

May 05, 2021

Kathy Jaffari is joined by Anisa Kamadoli Costa, chief sustainability officer at Tiffany & Co. and chairman and president of the Tiffany & Co. Foundation, to discuss the increasing importance of sustainability and ESG (environmental, social, and governance) within a corporation.

Roundup of Boardroom Diversity Legislation

May 03, 2021

Katayun Jaffari and Paul Hallgren co-authored an article discussing the current state and what is hoped to be the future accelerated effort of diversifying the boardroom in Today’s General Counsel.

The SEC Continues Its Trajectory on ESG Disclosures

April 29, 2021

Mehrnaz Jalali discusses the SEC's continued trajectory on ESG disclosures despite recent criticism for its failure to compel ESG specific disclosures.

Gensler's SEC Can Bring Regulatory Clarity to Digital Assets

April 14, 2021

Chris Bellini and Kara Kapp discuss potential changes to be made to the digital assets industry as a result of Gensler’s recent appointment as chairman of the Securities and Exchange Commission in ThinkAdvisor.

Paycheck Protection Program Extended

March 26, 2021

The Paycheck Protection Program is scheduled to expire March 31, 2021. However, the program still has a large amount of unspent money, and there is still considerable support for the program in Congress.

Cozen O’Connor Continues Corporate Practice Expansion in Pittsburgh with the Addition of Benjamin W. Milleville

March 25, 2021

Milleville brings a strong history of advising businesses and nonprofit organizations on corporate and transactional matters, including mergers and acquisitions, the negotiation of commercial agreements, governance, and real estate matters.

SEC Continues to Signal its Commitment to ESG Disclosures and Reporting [Alert]

March 24, 2021

Mehrnaz Jalali and Kathy Jaffari discuss the SEC's signals over the past six weeks to public companies and investors about its commitment to disclosures and reporting of environmental, social, and governance (ESG) issues.

“Made in USA” Labeling Could be Costly for Businesses [Alert]

March 18, 2021

Joel Nesset and Tom Wallrich discuss the consent order issued by the FTC in Chemence, Inc.

Inside Scoop: Virtual Annual Meetings - Tips to Help Ensure Success

March 08, 2021

Kathy Jaffari is joined by Cathy Conlon, Vice President and Head of Corporate Issuer Product and Strategy at Broadridge Financial Solutions, Inc., on the Inside Scoop for a conversation on the virtual annual meeting landscape.

SEC Suspends Trading in 15 Public Companies for Suspicious Social Media & Trading Activity [Alert]

March 04, 2021

Joe Dever and Luke La Rocca discuss the SEC's February 26, 2021 order that suspended the trading of securities in 15 OTC public companies due to questionable trading activity and social media promotions that the SEC suspects to have been part of a coordinated attempt to artificially inflate stock prices.

SEC Releases Sample Comment Letter for Issuers Conducting Offerings During Periods of Volatility [Alert]

February 23, 2021

Chris Bellini discusses the sample letter published by the SEC that identifies a number of sample comments the SEC may provide to issuers conducting securities offerings amid market and price volatility.

Cozen O'Connor Represents Underwriters in Cannabis Finance REIT Readies $100M IPO

February 03, 2021

AFC Gamma, a Florida-based real estate investment trust that finances cannabis ventures, set terms for a roughly $100 million initial public offering.

Inside Scoop: Boardroom Diversity - Tips on How to Get There

February 02, 2021

Kathy Jaffari is joined by Tanuja Dehne, president & CEO of The Geraldine R. Dodge Foundation, for a conversation that provides a perspective on diversity and inclusion in the boardroom.

Transparency in Corporate Political Spending and SEC Rule 14a-8

January 26, 2021

Germain DeMartinis and Kathy Jaffari authored an article in The Legal Intelligencer on the increased focus on political contributions made by companies and the need for these businesses to have increased transparency in order to manage reputational risk.

Cozen O’Connor Expands New York Corporate Governance & Securities Practice with the Addition of Mehrnaz Jalali

January 26, 2021

Jalali brings significant experience advising on corporate governance and securities disclosure and reporting on significant public equity and debt offerings, as well as a strong background in Environmental, Social, and Governance (ESG) matters. The Corporate Governance & Securities Practice has experienced significant growth in activity.

New PPP Forgiveness Guidance And Forms [Alert]

January 22, 2021

Steve Dickinson, Bob Magovern, and James Van Orden discuss the SBA's interim final rule governing forgiveness of PPP loans and the new versions of the three forgiveness application forms, including a streamlined form for loans up to $150,000.

How Rebooted Paycheck Protection Program Works: Part 2

January 22, 2021

Steve Dickinson, Robert Magovern, and James Van Orden discuss key provisions to the Consolidated Appropriations Act, which revived the original Paycheck Protection Program (PPP), with some modifications, in part two of a two-part article in Law360.

How Rebooted Paycheck Protection Program Works: Part 1

January 21, 2021

Steve Dickinson, Robert Magovern, and James Van Orden discuss the omnibus budget act that reinstituted the Paycheck Protection Program (PPP) in part one of a two part article in Law360.

Philadelphia Business Journal's 2020 in Review: Philadelphia-area Lawyers Who Made the Biggest Moves This Year

January 12, 2021

The article stated, “... the biggest winner this year was Cozen O'Connor, which had three of the top 10 lateral hires.”

Restarting the Paycheck Protection Program [Alert]

January 08, 2021

Steve Dickinson, James Van Orden, and Bob Magovern discuss the Paycheck Protection Program startup and highlights key provisions of the two new implementing rules.

The “New and Improved” Paycheck Protection Program [Alert]

December 28, 2020

James Van Orden, Robert Magovern, and Steven Dickinson outline the changes made to the PPP in the omnibus budget signed by President Trump this weekend.

New “Necessity” Forms Create Headaches and Risks for PPP Borrowers [Alert]

December 03, 2020

Steve Dickinson discusses Forms 3509 and 3510 and how the SBA announcements will use them to review all PPP loans of $2 million or more with regard to necessity.

Nasdaq Proposes New Rules Regarding Board Diversity for Listed Companies

December 03, 2020

On December 1, 2020, The Nasdaq Stock Market filed a proposal with the U.S. Securities and Exchange Commission (SEC) to adopt new listing rules that relate to diversity of board composition, proposed Rule 5605(f), and disclosure of statistical information on board composition, proposed Rule 5606.

SEC Adopts Amendments to MD&A and other Financial Disclosures [Alert]

November 24, 2020

Kathy Jaffari and Richard Busis discuss the SEC's amendments to Regulation S-K in an effort to modernize, simplify, and enhance certain financial disclosures.

Cozen O’Connor Advises Utz Brands, Inc. on Definitive Agreement to Acquire Truco Enterprises

November 12, 2020

The Cozen O’Connor team is led by Larry P. Laubach. The team includes Richard J. Silpe, Gregory P. Cunningham, Eli S. Wolfe, Lindsey Stillwell, J. Trevor Cloak, Jay A. Dorsch, and Robert S. Kaplan.

Suzanne Mayes Awarded 2020 Freda Johnson Award Recipient for Trailblazing Women in Public Finance

November 10, 2020

Philadelphia – November 10, 2020 – Suzanne Mayes, co-chair of Cozen O’Connor’s Business Law Department and co-chair of the firm’s Public & Project Finance Practice, has been selected as a 2020 Freda Johnson Trailblazing Women in Public Finance by the Northeast Women in Public Finance and The Bond Buyer.

SEC Votes to Harmonize and Improve “Patchwork” Exempt Offering Framework [Alert]

November 05, 2020

Anne Madonia and Richard Busis discuss a series of amendments aimed at making the capital-raising process more “effective and efficient” by addressing “gaps and complexities” in the exempt offering framework that have created problems for issuers seeking to gain access to capital and investors looking to participate in investment opportunities.

Cozen O’Connor Recognized as a “Best Law Firm” in 25 Practice Areas Nationwide, 115 Practice Areas Regionally

November 05, 2020

U.S. News & World Report and Best Lawyers recognized Cozen O’Connor as a “Best Law Firm” in 25 practice areas nationwide and 115 practice areas regionally.

The SEC 'Modernizes' Certain Disclosure Rules

November 02, 2020

Katayun Jaffari and Paul Hallgren co-authored an article published in The Legal Intelligencer examining amendments the Securities and Exchange Commission has made to certain disclosure rules for public companies in an effort to modernize information presented to investors.

SEC Proposed Exemption Offers Regulatory Clarity For Unregistered Finders [Alert]

October 13, 2020

Seth Popick, Lindsey Stillwell, and Joe Dever discuss the SEC's proposed exemption to allow unregistered natural persons, referred to as finders, to engage in certain limited activities to assist issuers in raising capital from accredited investors.

SEC Adopts Amendments to Modernize Shareholder Proposal Rules [Alert]

September 28, 2020

Chris Bellini discusses the SEC's amendments to modernize Rule 14a-8, which governs the process for shareholder proposals to be included in a company’s proxy statement.

CFIUS Finalizes New Mandatory Filing Rule for Critical Technologies [Alert]

September 18, 2020

Bob Magovern and Katie Sobotta discuss the U.S. Department of the Treasury's final rule that alters and expands the scope of foreign investments involving critical technologies that are subject to mandatory review by CFIUS.

Executive Compensation Considerations Amid the COVID-19 Pandemic

September 09, 2020

Katayun Jaffari, Diane Thompson, and Anne Greene co-authored an article published in The Legal Intelligencer that examines the considerations companies must bear in mind when addressing executive compensation amid the COVID-19 pandemic.

SEC Adopts Amendments to Regulation S-K Items 101, 103, and 105 [Alert]

September 02, 2020

Kathy Jaffari and Germain DeMartinis discuss the SEC's adoption of amendments modernizing the description of business (Item 101), legal proceedings (Item 103), and risk factors (Item 105) disclosures that registrants are required to make pursuant to Regulation S-K.

SEC Expands the Definition of Accredited Investor [Alert]

August 28, 2020

Anne Madonia, Germain DeMartinis, and Richard Busis discuss recent updates to the definition of accredited investor made by the SEC to allow individuals to invest in unregistered private securities offerings based on certain professional certifications or designations or other credentials, rather than based on their wealth or income, as well as to expand the list of entities that will qualify as accredited investors.

Nine Cozen O’Connor Lawyers Named 2021 “Lawyers of the Year” by Best Lawyers in America

August 20, 2020

Cozen O’Connor is proud to announce that nine of the firm’s lawyers have been recognized as “Lawyers of the Year” in their respective practices by Best Lawyers in America.

More Than 200 Cozen O’Connor Attorneys Named Best Lawyers and Ones to Watch By The Best Lawyers In America

August 20, 2020

Best Lawyers selected 201 Cozen O’Connor lawyers from 23 of the firm’s nationwide offices for inclusion in the 2021 edition of The Best Lawyers in America© (Copyright 2020 by Woodward/White, Inc., of Aiken, SC).

The Contractual Obligation to Perform During a Global Pandemic

August 18, 2020

Kenneth Levine, co-chair of Cozen O’Connor’s Insurance Corporate & Regulatory Practice, authored an article on the contractual obligation to perform during a global pandemic.

ESG Disclosures: What Is the Current State of Play? [The Legal Intelligencer]

August 03, 2020

Kathy Jaffari and Lindsey Stillwell co-authored an article on companies that are taking various approaches to disclosing the environmental, social, and governance criteria that investors are increasingly using as a metric to evaluate investment opportunities.

SBA to Begin Accepting PPP Forgiveness Applications on August 10 [Alert]

July 27, 2020

Steve Dickinson, James Van Orden, and Bob Magovern discuss the SBA's procedural notice to lenders participating in the PPP concerning PPP loan forgiveness.

SEC Issues Final Rules Regarding Proxy Solicitations [Alert]

July 24, 2020

Kathy Jaffari, Richard Busis, and Greg Patton discuss the SEC's amendments to increase transparency and accountability between Main Street investors, investment advisers, and organizations that provide proxy voting advice.

Paycheck Protection Program Updates [Alert]

July 07, 2020

Steve Dickinson, James Van Orden, and Bob Magovern discuss updates to the Paycheck Protection Program.

SEC Releases Guidance Regarding COVID-19 Disclosure Considerations [Alert]

June 25, 2020

Kathy Jaffari, Edgar Rapoport, and Chris Bellini discuss the SEC's June 23, 2020, guidance on disclosure considerations regarding operations, liquidity, and capital resources in light of the COVID-19 pandemic.

Cozen O’Connor Advises United Hydrogen Group, Inc. in Sale to Plug Power, Inc.

June 24, 2020

United Hydrogen is one of the largest privately held merchant hydrogen producers in North America. The company operates a manufacturing plant in southeast Tennessee with a capacity to produce 6.4 tons of liquid hydrogen daily, with plans to expand to 10 tons per day.

New PPP Forgiveness Application Forms [Alert]

June 18, 2020

Steve Dickinson, James Van Orden, and Bob Magovern discuss the new Form 3508EZ and Form 3508 for PPP loan forgiveness.

Cozen O’Connor Guides Utz Quality Foods in Business Combination Agreement with Collier Creek Holdings to Form Utz Brands, Inc.

June 10, 2020

Transaction Results in Utz Going Public After Nearly 100 Years as Family Business.

Additional Clarification of Paycheck Protection Program Changes [Alert]

June 09, 2020

Steve Dickinson, James Van Orden, and Bob Magovern discuss the joint statement by the Small Business Administration and Department of the Treasury concerning changes in SBA rules and forms that are necessary to implement the Flexibility Act.

Major Changes in the Paycheck Protection Program [Alert]

June 05, 2020

Steve Dickinson discusses the Flexibility Act of 2020 and the changes to the PPP.

Cozen O’Connor Continues to Ramp up its Corporate Practice, Adding Leading Cross-Border Corporate Attorney Christian Moretti to its New York Office

June 02, 2020

Moretti is the 12th Attorney to Join the Corporate Practice Group in the Last Two Months

Evan Berquist Honored by Hennepin County Bar Association for Excellence in Pro Bono Service

June 01, 2020

Evan Berquist, a member of Cozen O’Connor’s Corporate Practice, has been recognized by the Hennepin County Bar Association (HCBA) with a 2020 Excellence Award for Pro Bono Service.

SBA Additional Guidance on PPP Loan Forgiveness and Loan Reviews [Alert]

May 28, 2020

Steve Dickinson, Bob Magovern, and James Van Orden discuss the two new rules issued by the SBA that provide some additional insight into the Paycheck Protection Program (PPP) loan forgiveness.

SBA’S Long-Awaited PPP Loan Forgiveness Guidance [Alert]

May 19, 2020

James Van Orden, Bob Magovern, Marty Schrier, and Steve Dickinson discuss the SBA's guidance on forgiveness of Paycheck Protection Program (PPP) loans that allow small businesses and self-employed individuals to seek full forgiveness of their PPP loans that are being used to pay employee wages and other critical expenses during the COVID-19 pandemic.

Congressional Oversight Report on CARES Act Funding — Not Much to Oversee Here (Yet)

May 19, 2020

Jeff Vogel, Matt Howell, Evan Berquist, and Jason Kreps discuss the programs and facilities announced by the Fed and Treasury to disburse the $500 billion in funding for lending to businesses and to state and local governments in hopes of stabilizing the economy in the short-and long-term and questions related to the $75 billion allocated to the Main Street Lending Facilities.

63 Cozen O’Connor Lawyers, 16 Practices Earn Top Recognition in Chambers USA 2020 Guide

May 14, 2020

Chambers USA, the leading annual guide to the top lawyers and law firms in the United States, has ranked 63 Cozen O’Connor lawyers as leaders in their respective fields in the guide’s 2020 edition.

Cozen O’Connor’s Corporate Practice Continues Rapid Growth, Adding Minnesota Attorney Katheryn A. Gettman

May 11, 2020

Gettman is the eleventh attorney to join the firm’s Corporate Practice this month,

Cozen O’Connor Welcomes Tech Attorney Frank A. Pugliese to its Corporate Practice in New York City

May 05, 2020

Pugliese’s arrival follows the firm’s recent expansion of its tech and privacy law practice in Philadelphia with the addition of venture and tech attorneys from Baer Crossey McDemus LLC.

Cozen O’Connor Boosts its Technology, Privacy, Data Security and Emerging Growth Practices by Adding Nine Attorneys from Philadelphia Law Boutique Baer Crossey McDemus LLC

May 04, 2020

Andrew Baer, Michael Crossey, and Christopher McDemus will stretch the firm’s reach within the global technology, and emerging growth business communities.

How Businesses Are Coming Together to Help Those Affected by COVID-19

May 01, 2020

Steve Dickinson shares insights with Independent Retailer on how small businesses can find financial relief during the COVID-19 pandemic.

Federal Reserve Provides Greater Access, and Clarity, to the Main Street Lending Program [Alert]

April 30, 2020

Jeff Vogel, Matt Howell, Evan Berquist, and Jason Kreps summarize the Federal Reserve's Expansion of the Main Street Lending Program.

Small Business Relief Programs Receive Additional Funding [Alert]

April 24, 2020

Steve Dickinson, Marty Schrier, James Van Orden, and Bob Magovern discuss the Paycheck Protection Program and Health Care Enhancement Act, which adds $310 billion in funding to the Paycheck Protection Program and an additional $60 billion to the Economic Injury Disaster Loan program.

SBA Asks: Did You Really Need Your PPP Loan? [Alert]

April 23, 2020

Steve Dickinson, James Van Orden and, Bob Magovern discuss the SBA's recent FAQ regarding public companies receiving PPP loans.

U.S. Companies Walk Legal Tightrope as Earnings Season Kicks Off

April 15, 2020

Chris Bellini discusses how The Securities and Exchange Commission’s guidance on reporting earnings outlooks during the coronavirus pandemic could create pitfalls for U.S. companies in The New York Times.

SBA Issues Additional Guidance On Affiliation Rules Under The Paycheck Protection Program [Alert]

April 14, 2020

Steve Dickinson, James Van Orden, and Bob Magovern discuss the SBA's updated FAQ's on the Paycheck Protection Program.

SBA Issues Frequently Asked Questions on Paycheck Protection Program [Alert]

April 08, 2020

Steve Dickinson, Marty Schrier, Bob Magovern, James Van Orden, and Jason Kreps summarize the SBA's FAQs about Paycheck Protection Program loans.

SBA’s New Loans: VC- and PE-backed Companies Grapple with the Fine Print

April 07, 2020

Steve Dickinson comments on the potential impact of the CARES Act on smaller beauty, personal care, and wellness companies that are backed by private equity and venture capital investors.

Treasury Issues Interim Regulations on Affiliation Rules Under Payroll Protection Program

April 04, 2020

Steve Dickinson, James Van Orden, and Bob Magovern discuss the latest affiliation rules under the PPP as they apply to faith-based organizations.

Treasury Issues Regulations Implementing The PPP Loan Application Process [Alert]

April 03, 2020

Steve Dickinson and James Van Orden outline the updated regulations implementing Paycheck Protection Program loans.

Small Business Administration’s COVID-19 Loan Programs

April 02, 2020

A quick guide for small businesses interested in the Economic Injury Disaster Loan program r the Paycheck Protection Program.

Paycheck Protection Program Begins April 3 [Alert]

April 01, 2020

Steve Dickinson, Jason Kreps, James Van Orden and Marty Schrier outline the implementation of the Paycheck Protection Program.

U.S. Companies with Foreign Affiliates Face Reporting Deadline in 2020 [Alert]

March 26, 2020

Barbara Muller reminds U.S. persons that control at least 10 percent or more of the ownership interests in a foreign business enterprise must file a mandatory benchmark survey called Form BE 10 by May 29, 2020.

SEC Proposes to Expand Private Offerings [Alert]

March 11, 2020

Chris Bellini discusses the SEC's proposal to streamline the current framework of rules and guidance governing exempt offerings and to broaden the availability of such offerings.

Cozen O’Connor Expands Pittsburgh Office with the Addition of David P. Franklin and Paul D. Steinman

January 14, 2020

New hires mark another milestone for fast-growing Pittsburgh office

SEC Proposes to Update Accredited Investor Definition [Alert]

December 23, 2019

Chris Bellini discusses propose amendments to the definition of “accredited investor” in Rule 501(a) of Regulation D under the Securities Act of 1933.

Cozen O'Connor: Women in Leadership

December 04, 2019

Four of Cozen O'Connor's Minneapolis-based attorneys - Heather Marx, Barbara Muller, Tina Syring and Kristi Zentner - are highlighted in a Women in Law leadership feature in Attorney at Law Magazine.

U.S. Companies with Foreign Affiliates Face Reporting Deadline In 2020

November 13, 2019

Barbara Muller discussed the various requirements for any U.S. person who controls, directly or indirectly, at least 10 percent or more of the ownership interests in a foreign business enterprise.

Cozen O’Connor Recognized As a Best Law Firm in 24 Practice Areas Nationwide, 106 Practice Areas Regionally

November 05, 2019

The U.S. News – Best Lawyers “Best Law Firms” rankings are based on a rigorous evaluation process that includes the collection of client and lawyer evaluations and peer review from leading attorneys in their field.

Bruce Ficken, Larry Laubach, and Elizabeth Malloy Named Among “Best of the Bar” by the Philadelphia Business Journal

October 25, 2019

Bruce Ficken, chair of Cozen O’Connor’s Construction law Group, Larry Laubach, chair of the firm’s Corporate Law Practice Group, and Elizabeth Malloy, member of the Labor and Employment Group, were named to the Philadelphia Business Journal’s 2019 “Best of the Bar.”

138 Cozen O’Connor Attorneys Named to the Best Lawyers in America

August 28, 2019

Best Lawyers selected 138 Cozen O’Connor lawyers from 21 of the firm’s national offices for inclusion in the 2020 edition of The Best Lawyers in America.

My Weekday Workout: Cozen O’Connor's Anna McDonough

August 13, 2019

Anna McDonough shares the role fitness plays in her daily life in an article on Law.com.

SEC Final Regulation Best Interest Regarding Duties of Broker-Dealers [Alert]

July 09, 2019

Ingrid Welch and Greg Patton detail the changes broker-dealers will need to make under the new Regulation Best Interest, beginning June 30, 2020.

Delaware Supreme Court Reemphasizes Importance of Deal Price in Appraisal Litigation [Alert]

May 01, 2019

Chris Bellini discusses the Delaware Supreme Court's preference for deal price, assuming a reasonable process, in a strategic merger.

57 Cozen O’Connor Lawyers, 16 Practices Earn Top Recognition in Chambers USA 2019 Guide

April 25, 2019

Chambers USA, the leading annual guide to the top lawyers and law firms in the USA, has ranked 57 Cozen O’Connor lawyers as leaders in their respective fields in the Guide’s 2019 edition.

SEC Adopts Amendments for FAST Act Modernization and Simplification of Regulation S-K [Alert]

April 08, 2019

The changes adopted by the SEC will become effective on May 2, 2019, except for the requirement to tag all cover page data in Inline XBRL and the amendments to the rules governing redactions of confidential information in material contracts.

SEC Proposes Expansion of “Test-the-Waters” Communications to All Issuers

March 04, 2019

Chris Bellini discusses proposed Rule 163B and what it means to issuers.

Cozen O’Connor Represents FNCB Bancorp, Inc. in $20 Million Common Stock Offering

February 11, 2019

The public offering of 3,285,550 shares includes 428,550 shares of common stock issued upon the exercise in full of the option to purchase additional shares granted to the underwriters, at a public offering price of $7.00 per share.

Cozen O’Connor Oversees Bankruptcy Acquisition of New York-based Luxury Coffee Chain FIKA

January 22, 2019

Attorney Frederick E. Schmidt, Jr. Guides Senior Secured Lender Through a Complex Chapter 11 Section 363 Sale

6 Fundamentals of Structuring a Multi-Million-Dollar Cannabis Deal

January 17, 2019

Joe Bedwick, a member of Cozen O'Connor's Corporate practice, was quoted in Cannabis Business Times discussing how companies can be prepared to negotiate their terms.

Cozen O’Connor Advises Cannabis Industry Leader, Acreage Holdings, Inc., in $160 Million Acquisition of Form Factory, Inc.

January 02, 2019

Acreage will issue approximately 6.4 million Subordinate Voting Shares to Form Factory shareholders at a deemed price of $25 (USD) per share. The transaction is expected to close in the first quarter of 2019.

Cozen O’Connor Advises Eurofins Scientific in $175 Million Acquisition of TestAmerica Environmental Services

October 04, 2018

The Corporate and International practices at Cozen O’Connor represented Eurofins Scientific SE in the acquisition of TestAmerica Environmental Services LLC (TestAmerica) from JSTI Group. The transaction is valued at $175 million on a cash-free, debt-free basis. The transaction is expected to close in the fourth quarter of 2018, subject to the fulfillment of regulatory and customary closing conditions.

18 Cozen O'Connor Attorneys Named New York Metro Super Lawyers and Rising Stars

September 21, 2018

Super Lawyers has named 17 Cozen O'Connor attorneys to its 2018 New York Super Lawyers and Rising Stars list. Twelve were recognized as Super Lawyers and five were named "Rising Stars."

126 Cozen O’Connor Attorneys Named to the Best Lawyers in America

August 22, 2018

One hundred twenty-six Cozen O’Connor lawyers from 20 of the firm’s national offices have been selected for inclusion in the 2018 edition of The Best Lawyers in America.

Ford’s new AV Unit, including Argo AI, opens door to all kinds of investors

July 25, 2018

Jeremy Garvey, a member in the firm’s Corporate Practice Group, is quoted in an article in the Pittsburgh Business Times on Ford Motor Company’s self-driving business, Ford Autonomous Vehicles, LLC, and the auto company’s stake in Argo AI, LLC.

SEC Adopts New Smaller Reporting Company and XBRL Rules [Securities Alert]

July 11, 2018

Chris Bellini discusses the SEC's final rules and rule proposals that broaden the definition of “smaller reporting company” and require the use of the Inline XBRL format in certain operating company and mutual fund filings.

Evan Berquist Named Among 2018 Up & Coming Attorneys by Minnesota Lawyer

June 20, 2018

Evan Berquist, an associate in Cozen O’Connor’s Corporate Practice, has been named to Minnesota Lawyer’s 2018 Up & Coming Attorneys.

SEC Proposes Disclosure Requirements and Name Restrictions for Broker-Dealers & Investment Advisers [Corporate/Securities Alert]

June 18, 2018

In a series of three proposed regulations with requests for comments, the Securities and Exchange Commission (SEC) seeks to enhance communications by broker-dealers and investment advisers to their customers and clients.

SEC Charges 13 Private Fund Advisers for Repeated Filing Failures [Securities Alert]

June 12, 2018

Christopher Bellini and Ingrid Welch discuss the SEC's focus on policing even the most technical of violations and warn advisers to private funds that they should timely file their Form PF and that the information contained in their Form PF is accurate and complete.

SEC Proposed Regulation Best Interest Regarding Duties Of Broker-Dealers [Securities Alert]

June 11, 2018

Ingrid Welch and Greg Patton discuss Release No. 34-83062 (Best Interest Release) proposed under the Securities and Exchange Act of 1934, as amended; the SEC's attempt to make clear that a broker-dealer may not put its own financial interests ahead of its retail customers when making recommendations.

Fifty Cozen O’Connor Attorneys Ranked by Chambers USA 2018

May 21, 2018

Cozen O’Connor is pleased to announce that Chambers USA has recognized 50 Cozen O’Connor attorneys for 2018 as leaders in their respective fields; 12 attorneys were recognized nationally and 14 were ranked in the top band either nationally or at the state level.

SEC Proposes Clarification Regarding Fiduciary Duties Owed by Investment Advisers [Securities Alert]

May 08, 2018

Ingrid Welch and Greg Patton discuss three proposed regulations made by the SEC to enhance and clarify the standards of conduct and duties owed by brokers-dealers and investment advisers to their customers and clients.

2018 U.S. News & World Report – Best Lawyers "Best Law Firms" Ranks Cozen O’Connor

February 01, 2018

In the 2018 U.S. News - Best Lawyers® "Best Law Firms, Cozen O’Connor is ranked nationally in 17 practice areas and regionally in 64 practice areas.

General Counsel to Cumberland Packing Corp Joins Cozen O'Connor

January 18, 2018

Gregg M. Kander joins Pittsburgh office and will concentrate his practice on corporate and partnership taxation and business planning

Cozen O’Connor Advises Wilco Electronic Systems in Sale of Cable Assets to Comcast Corporation

December 18, 2017

The national corporate practice group at Cozen O’Connor represented Wilco Electronic Systems, Inc., a provider of communication services to educational, government, and low-income communities throughout Philadelphia, in the sale of its cable assets to Comcast Corporation, one of the largest internet providers in the United States.

Utz Quality Foods Acquires Inventure Foods

December 15, 2017

Hanover, PA-based Utz Quality Foods completed its acquisition of Inventure Foods in a deal valued at $165 million. Larry Laubach, chair of Cozen O'Connor's Corporate Practice Group, assisted Utz in the transaction.

Eurofins Scientific Acquires EAG Laboratories for $780 Million

December 05, 2017

The national corporate practice and international practice at Cozen O’Connor represented Eurofins Scientific SE in the acquisition of EAG Laboratories from affiliates of Odyssey Investment Partners. The transaction is valued at $780 million on a cash-free, debt-free basis, and closed on December 1, 2017.

Corporate Attorney Ira Gubernick Named Among “Best of the Bar” by the Philadelphia Business Journal

October 17, 2017

Ira C. Gubernick, vice chair of Cozen O’Connor’s Corporate Practice Group, was selected for the Philadelphia Business Journal’s inaugural “Best of the Bar.”

Cozen O’Connor Welcomes Benjamin A. Bomrind to its Corporate Practice

September 07, 2017

Bomrind is part of an overall expansion of the firm’s Corporate Practice in New York City.

100 Cozen O’Connor Lawyers Named to the Best Lawyers in America

August 23, 2017

Lawyers were selected for inclusion in the 2018 edition based on a rigorous peer-review that has been developed and defined for more than 30 years.

SEC Issues Guidance on Initial Coin Offerings [Securities Alert]

July 28, 2017

The report stems from an SEC inquiry of a “virtual” organization known as “The DAO” and looked into whether The DAO and associated entities and individuals violated federal securities laws with unregistered offers and sales of DAO Tokens in exchange for ether.

SEC Expands Confidential Review Process for Draft Registration Statements [Securities Alert]

July 11, 2017

Christopher Bellini and Ellen Grady discuss an SEC announcement allowing issuers to submit draft registration statements on a nonpublic basis for an IPO, as well as for most securities offerings made within 12 months after the issuer first becomes a reporting company.

Contacts

Ira C. Gubernick

Co-Chair, Corporate Practice Group

igubernick@cozen.com

(215) 665-5545

Larry P. Laubach

Co-Chair, Corporate Practice Group

llaubach@cozen.com

(215) 665-4666

Martin T. Schrier

Chief Strategy Partner

mschrier@cozen.com

(305) 704-5954

People

Awards

Cozen O’Connor’s Katheryn Gettman Named To Twin Cities Business 2022 Notable Women in Law List

February 16, 2022

Cozen O’Connor corporate attorney Katheryn Gettman, a member in the firm’s Minneapolis office, has been named by Twin Cities Business Magazine to its 2022 Notable Women in Law list.

Cozen O’Connor Recognized as a “Best Law Firm” in 29 Practice Areas Nationwide, 121 Practice Areas Regionally

November 04, 2021

U.S. News & World Report and Best Lawyers recognized Cozen O’Connor as a “Best Law Firm” in 29 practice areas nationwide and 121 practice areas regionally.

Cozen O’Connor’s Corporate Practice and Multiple Attorneys Recognized by IFLR 1000

September 16, 2021

Cozen O’Connor is pleased to announce that the firm’s Corporate Practice and multiple attorneys in the firm’s Corporate and Bankruptcy, Insolvency & Restructuring practices have been recognized by IFLR 1000.

More Than 205 Cozen O’Connor Attorneys Named Best Lawyers and Ones to Watch By The Best Lawyers In America

August 19, 2021

Best Lawyers selected 210 Cozen O’Connor lawyers from 23 of the firm’s nationwide offices for inclusion in the 2022 edition of The Best Lawyers in America.

Larry Laubach Honored by The Legal Intelligencer for Most Effective Deal Maker

June 01, 2021

Larry Laubach, co-chair of the firm’s Corporate Practice Group, has been recognized by The Legal Intelligencer as a 2021 Professional Excellence Award winner in the Most Effective Dealmakers category.

82 Cozen O’Connor Lawyers, 19 Practices Earn Top Recognition in Chambers USA 2021 Guide

May 26, 2021

Chambers USA, the leading annual guide to the top lawyers and law firms in the United States, has ranked 82 Cozen O’Connor lawyers as leaders in their respective fields in the guide’s 2021 edition; of those, 15 lawyers have been recognized nationally.

Suzanne Mayes Awarded 2020 Freda Johnson Award Recipient for Trailblazing Women in Public Finance

November 10, 2020

Philadelphia – November 10, 2020 – Suzanne Mayes, co-chair of Cozen O’Connor’s Business Law Department and co-chair of the firm’s Public & Project Finance Practice, has been selected as a 2020 Freda Johnson Trailblazing Women in Public Finance by the Northeast Women in Public Finance and The Bond Buyer.

Cozen O’Connor Recognized as a “Best Law Firm” in 25 Practice Areas Nationwide, 115 Practice Areas Regionally

November 05, 2020

U.S. News & World Report and Best Lawyers recognized Cozen O’Connor as a “Best Law Firm” in 25 practice areas nationwide and 115 practice areas regionally.

More Than 200 Cozen O’Connor Attorneys Named Best Lawyers and Ones to Watch By The Best Lawyers In America

August 20, 2020

Best Lawyers selected 201 Cozen O’Connor lawyers from 23 of the firm’s nationwide offices for inclusion in the 2021 edition of The Best Lawyers in America© (Copyright 2020 by Woodward/White, Inc., of Aiken, SC).

Nine Cozen O’Connor Lawyers Named 2021 “Lawyers of the Year” by Best Lawyers in America

August 20, 2020

Cozen O’Connor is proud to announce that nine of the firm’s lawyers have been recognized as “Lawyers of the Year” in their respective practices by Best Lawyers in America.

Evan Berquist Honored by Hennepin County Bar Association for Excellence in Pro Bono Service

June 01, 2020

Evan Berquist, a member of Cozen O’Connor’s Corporate Practice, has been recognized by the Hennepin County Bar Association (HCBA) with a 2020 Excellence Award for Pro Bono Service.

63 Cozen O’Connor Lawyers, 16 Practices Earn Top Recognition in Chambers USA 2020 Guide

May 14, 2020

Chambers USA, the leading annual guide to the top lawyers and law firms in the United States, has ranked 63 Cozen O’Connor lawyers as leaders in their respective fields in the guide’s 2020 edition.

Cozen O’Connor Recognized As a Best Law Firm in 24 Practice Areas Nationwide, 106 Practice Areas Regionally

November 05, 2019

The U.S. News – Best Lawyers “Best Law Firms” rankings are based on a rigorous evaluation process that includes the collection of client and lawyer evaluations and peer review from leading attorneys in their field.

Bruce Ficken, Larry Laubach, and Elizabeth Malloy Named Among “Best of the Bar” by the Philadelphia Business Journal

October 25, 2019

Bruce Ficken, chair of Cozen O’Connor’s Construction law Group, Larry Laubach, chair of the firm’s Corporate Law Practice Group, and Elizabeth Malloy, member of the Labor and Employment Group, were named to the Philadelphia Business Journal’s 2019 “Best of the Bar.”

138 Cozen O’Connor Attorneys Named to the Best Lawyers in America

August 28, 2019

Best Lawyers selected 138 Cozen O’Connor lawyers from 21 of the firm’s national offices for inclusion in the 2020 edition of The Best Lawyers in America.

57 Cozen O’Connor Lawyers, 16 Practices Earn Top Recognition in Chambers USA 2019 Guide

April 25, 2019

Chambers USA, the leading annual guide to the top lawyers and law firms in the USA, has ranked 57 Cozen O’Connor lawyers as leaders in their respective fields in the Guide’s 2019 edition.

126 Cozen O’Connor Attorneys Named to the Best Lawyers in America

August 22, 2018

One hundred twenty-six Cozen O’Connor lawyers from 20 of the firm’s national offices have been selected for inclusion in the 2018 edition of The Best Lawyers in America.

Related Practice Areas

Keep up-to-date with the latest news from Cozen O'Connor

Enter your City or Zip.

Probably shouldn't change this:
Sign up to receive alerts, publications, and event / webinar invites.

By submitting your contact information, you are giving Cozen O'Connor consent to contact you via email.